 | United States - 1968 - 374 pàgines
...which is likewise mited. (11) The term " equity security " means any stock or similar security; or any security convertible, with or without consideration,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States - 1938 - 48 pàgines
...which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pàgines
...office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - 1953 - 1692 pàgines
...which is likewise limited. (11) The term "equity security" means any stock or similar security; or any in which information required in any statement, declaration,...details to be shown in balance sheets, profit and loss Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States - 1944 - 296 pàgines
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | 1977 - 970 pàgines
...security" Is denned by section 3 (a) (11) of the Act to mean "any stock or similar security; or any security convertible, with or without consideration,...warrant or right; or any other security which the [Board] shall deem to be of similar nature and consider necessary or appropriate, by such rules and... | |
 | 1987 - 530 pàgines
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a... | |
 | 2002 - 1016 pàgines
...interest in a joint venture, or certificate of interest in a business trust; or any security convertib1e, with or without consideration into such a security,...such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a... | |
 | 1997 - 714 pàgines
...venture, or certificate of interest in a business trust; or any security convertible, with §230.405 or without consideration into such a security, or...such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a... | |
 | 1979 - 1240 pàgines
...without consideration, presently or in the future, into such security, certificate, or other instrument, or carrying any warrant or right to subscribe to or...warrant or right; or any other security which the Securities and Exchange Commission shall deem to be of similar nature and consider necessary or appropriate... | |
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equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... 
